Matthew Alexander Forbes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 29 Sep 2010)
- CF30 Customer (since 4 Apr 2008)
Forbes Financial Ltd
FRN 481036
- (1)Employed By (since 4 Apr 2008)
Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- CF30 Customer (1 Nov 2007 to 4 Apr 2008)
- CF21 Investment Adviser (5 Sep 2007 to 31 Oct 2007)
Caelum Capital Ltd (no longer approved here)
FRN 466893
- Employed By (9 May 2007 to 4 Apr 2008)
Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF1 Director (AR) (11 Nov 2003 to 13 Nov 2003)
- CF21 Investment Adviser (11 Nov 2003 to 13 Nov 2003)
New Vision Arts Wealth Management Limited (no longer approved here)
FRN 229011
- (2)Employed By (11 Nov 2003 to 19 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.