Matthew Alexander Deazeley

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Unity Financial Consultants LLP

    FRN 809231

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jan 2023)
    • [FCA CF] Client dealing (since 4 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 4 Feb 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (4 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Feb 2019 to 8 Dec 2019)
    • CF4 Partner (4 Feb 2019 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (5 Nov 2010 to 22 Dec 2010)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 26 Dec 2009)
    • CF22 Investment Adviser (Trainee) (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.