Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jul 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jul 2021)
    • CF30 Customer (9 Sep 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.