Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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T. Rowe Price International Ltd
FRN 194667
- SMF18 Other Overall Responsibility (since 31 Mar 2021)
- [FCA CF] Client dealing (27 Jul 2021 to 31 Mar 2025)
- [FCA CF] Manager of certification employee (15 Mar 2021 to 31 Mar 2021)
- CF30 Customer (15 Nov 2010 to 8 Dec 2019)
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- CF30 Customer (2 Dec 2009 to 4 Nov 2010)
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- CF26 Customer Trading (1 Dec 2001 to 19 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.