Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 31 Mar 2021)
    • [FCA CF] Client dealing (27 Jul 2021 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (15 Mar 2021 to 31 Mar 2021)
    • CF30 Customer (15 Nov 2010 to 8 Dec 2019)
  • Caxton Associates LLP (no longer approved here)

    FRN 504390

    • CF30 Customer (2 Dec 2009 to 4 Nov 2010)
  • AllianceBernstein Limited (no longer approved here)

    FRN 147956

    • CF26 Customer Trading (1 Dec 2001 to 19 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.