Matteo Spinosa

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Nomura International Plc (no longer approved here)
FRN 124422
- [FCA CF] Material risk taker (5 Feb 2018 to 20 Jun 2023)
- [FCA CF] Manager of certification employee (18 Apr 2017 to 6 Jul 2019)
- [FCA CF] Client dealing (18 Jan 2017 to 20 Jun 2023)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (23 Jan 2009 to 6 Mar 2016)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (4 Jul 2005 to 11 Jul 2005)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (4 Jul 2005 to 11 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.