Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (AR) (17 Jun 2016 to 31 Dec 2018)
- CF30 Customer (25 Mar 2015 to 4 Feb 2019)
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- Employed By (17 Jun 2016 to 2 Jan 2019)
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- CF30 Customer (22 Dec 2014 to 2 Jun 2017)
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- CF30 Customer (1 Nov 2007 to 9 Sep 2014)
- CF27 Investment Management (19 Jan 2006 to 31 Oct 2007)
- CF21 Investment Adviser (23 Mar 2005 to 31 Oct 2007)
- CF1 Director (6 Dec 2004 to 9 Sep 2014)
- CF22 Investment Adviser (Trainee) (12 Aug 2004 to 23 Mar 2005)
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- CF30 Customer (1 Nov 2007 to 17 Jun 2009)
- CF26 Customer Trading (22 Feb 2007 to 31 Oct 2007)
- CF1 Director (22 Feb 2007 to 11 Nov 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.