Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS AG
FRN 186958
- [FCA CF] Client dealing (since 14 Jan 2026)
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- SMF18 Other Overall Responsibility (18 Sep 2024 to 27 Oct 2025)
- [FCA CF] Material risk taker (26 Oct 2023 to 21 Oct 2024)
- [FCA CF] Manager of certification employee (13 Jun 2023 to 21 Oct 2024)
- [FCA CF] Client dealing (8 Jul 2022 to 16 Oct 2025)
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- [FCA CF] Manager of certification employee (18 Feb 2019 to 24 Jun 2022)
- [FCA CF] Client dealing (18 Feb 2019 to 24 Jun 2022)
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- [FCA CF] Client dealing (7 Sep 2016 to 2 Feb 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 2 Feb 2019)
- CF30 Customer (23 Jun 2015 to 6 Mar 2016)
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- [FCA CF] Client dealing (7 Sep 2016 to 2 Feb 2019)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 2 Feb 2019)
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- CF30 Customer (29 Dec 2010 to 16 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.