Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 28 Aug 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Manager of certification employee (15 Jan 2025 to 27 Jul 2025)
    • [FCA CF] Client dealing (28 Feb 2024 to 27 Jul 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (15 Jan 2025 to 27 Jul 2025)
    • [FCA CF] Material risk taker (6 Oct 2023 to 27 Jul 2025)
    • [FCA CF] Client dealing (19 Dec 2016 to 27 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

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