Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Client dealing (since 30 Jun 2023)
- [FCA CF] Manager of certification employee (10 Jan 2024 to 24 Jan 2025)
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- [FCA CF] Manager of certification employee (10 Jan 2018 to 8 Oct 2021)
- [FCA CF] Client dealing (14 Feb 2017 to 27 Jun 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.