Matteo Ferrario

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Significant management (since 21 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Feb 2020)
    • [FCA CF] Client dealing (since 13 Feb 2020)
    • [FCA CF] Manager of certification employee (since 13 Feb 2020)
    • [FCA CF] Material risk taker (since 13 Feb 2020)
  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Significant management (since 21 Jun 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 13 Feb 2020)
    • [FCA CF] Client dealing (since 13 Feb 2020)
    • [FCA CF] Manager of certification employee (since 13 Feb 2020)
    • [FCA CF] Material risk taker (since 13 Feb 2020)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (2 Oct 2018 to 4 Oct 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 4 Oct 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (15 Aug 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.