Matt Pollard

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Feb 2013 to 8 Dec 2019)
  • Heavenly Finances Limited (no longer approved here)

    FRN 214861

    • (4)Employed By (8 Apr 2008 to 28 Nov 2009)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF4 Partner (AR) (8 Apr 2008 to 28 Nov 2009)
    • CF30 Customer (1 Nov 2007 to 28 Nov 2009)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.