Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Dec 2022)
    • [FCA CF] Manager of certification employee (since 1 Dec 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (1 Feb 2018 to 18 Aug 2021)
    • [FCA CF] Client dealing (7 Sep 2016 to 18 Aug 2021)
    • CF30 Customer (10 Jan 2014 to 6 Mar 2016)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (27 Apr 2012 to 7 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.