Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 13 Oct 2021)
    • [FCA CF] Material risk taker (since 27 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Sep 2021)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Client dealing (since 13 Oct 2021)
    • [FCA CF] Material risk taker (since 27 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Sep 2021)
    • [FCA CF] Client dealing (since 13 Oct 2021)
    • [FCA CF] Material risk taker (since 27 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Sep 2021)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (7 Mar 2016 to 29 Jun 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 26 Sep 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (29 Oct 2007 to 31 Oct 2007)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF21 Investment Adviser (26 Oct 2005 to 4 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.