Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 9 Sep 2019)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [PRA CF] Key function holder (9 Sep 2019 to 15 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 15 Mar 2024)
    • [FCA CF] Significant management (9 Sep 2019 to 15 Mar 2024)
    • [PRA CF] Significant risk taker or Material risk taker (9 Sep 2019 to 15 Mar 2024)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 14 Nov 2019)
    • CF29 Significant management (4 Nov 2015 to 6 Mar 2016)
    • CF30 Customer (16 Jun 2015 to 6 Mar 2016)
  • RBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 189154

    • CF30 Customer (14 Jan 2013 to 10 Mar 2015)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF30 Customer (12 Jan 2012 to 30 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.