Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Client dealing (since 15 Jan 2022)
- [FCA CF] Manager of certification employee (since 15 Jan 2022)
- [PRA CF] Managing a material risk taker (17 Mar 2023 to 15 Aug 2023)
- [FCA CF] Significant management (15 Mar 2023 to 8 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (26 Aug 2020 to 14 Jan 2022)
- [FCA CF] Client dealing (2 Dec 2019 to 14 Jan 2022)
- [FCA CF] Manager of certification employee (7 Oct 2016 to 14 Jan 2022)
- CF30 Customer (15 Jan 2008 to 6 Mar 2016)
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- [FCA CF] Significant management (15 Mar 2023 to 8 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (26 Aug 2020 to 14 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.