Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 15 Jan 2022)
    • [FCA CF] Manager of certification employee (since 15 Jan 2022)
    • [PRA CF] Managing a material risk taker (17 Mar 2023 to 15 Aug 2023)
    • [FCA CF] Significant management (15 Mar 2023 to 8 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (26 Aug 2020 to 14 Jan 2022)
    • [FCA CF] Client dealing (2 Dec 2019 to 14 Jan 2022)
    • [FCA CF] Manager of certification employee (7 Oct 2016 to 14 Jan 2022)
    • CF30 Customer (15 Jan 2008 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (15 Mar 2023 to 8 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (26 Aug 2020 to 14 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.