Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Algorithmic trading (since 2 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2016)
    • [FCA CF] Material risk taker (since 12 Dec 2016)
    • [PRA CF] Managing a material risk taker (since 12 Dec 2016)
    • [FCA CF] Client dealing (since 12 Dec 2016)
    • [FCA CF] Manager of certification employee (since 12 Dec 2016)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 7 May 2008)
    • CF26 Customer Trading (28 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.