Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KROLL SECURITIES LTD. (no longer approved here)

    FRN 466588

    • CF30 Customer (10 Jun 2009 to 15 Jul 2016)
    • CF1 Director (5 Dec 2007 to 20 Aug 2008)
    • CF10 Compliance Oversight (5 Dec 2007 to 20 Aug 2008)
    • CF11 Money Laundering Reporting (5 Dec 2007 to 20 Aug 2008)
    • CF3 Chief Executive (5 Dec 2007 to 20 Aug 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.