Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (1 May 2018 to 27 May 2023)
    • [FCA CF] Manager of certification employee (1 May 2018 to 27 May 2023)
    • [FCA CF] Material risk taker (1 May 2018 to 27 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 May 2018 to 27 May 2023)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Client dealing (1 May 2018 to 27 May 2023)
    • [FCA CF] Manager of certification employee (1 May 2018 to 27 May 2023)
    • [FCA CF] Material risk taker (1 May 2018 to 27 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 May 2018 to 27 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.