Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2022 to 31 Dec 2022)
    • CF30 Customer (5 Apr 2018 to 8 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2022 to 31 Dec 2022)
    • CF30 Customer (3 Nov 2017 to 8 Dec 2019)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF30 Customer (1 Nov 2007 to 1 Apr 2017)
    • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.