Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Arini Capital Management Limited
FRN 1004205
- [FCA CF] Manager of certification employee (since 25 Feb 2025)
- [FCA CF] Client dealing (since 1 Oct 2024)
- [FCA CF] Material risk taker (since 1 Oct 2024)
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- SMF18 Other Overall Responsibility (13 Nov 2017 to 1 Jan 2020)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 31 Dec 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2019)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.