Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
3Five1 Financial Limited
FRN 823333
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 20 Feb 2019)
- Responsible for Insurance Distribution (since 20 Feb 2019)
- CF10 Compliance Oversight (20 Feb 2019 to 8 Dec 2019)
- CF1 Director (20 Feb 2019 to 8 Dec 2019)
-
- CF30 Customer (14 Apr 2011 to 26 Sep 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.