Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Opes Financial Partners Limited
FRN 598462
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 1 Feb 2023)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 20 Sep 2016)
- CF10 Compliance Oversight (30 Apr 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (28 Aug 2013 to 30 Sep 2018)
- CF1 Director (28 Aug 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.