Mason Lefferts Woodworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G Investment Management Limited
FRN 119328
- [FCA CF] Material risk taker (since 2 Feb 2023)
- [FCA CF] Significant management (since 22 Jul 2020)
- [FCA CF] Client dealing (since 22 Jul 2020)
- [FCA CF] Manager of certification employee (since 22 Jul 2020)
- CF30 Customer (20 Sep 2019 to 8 Dec 2019)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (20 Feb 2012 to 10 Nov 2014)
BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (1 Dec 2009 to 11 Dec 2018)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (15 Oct 2009 to 11 Dec 2018)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (15 Oct 2009 to 11 Dec 2018)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.