Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Material risk taker (since 2 Sep 2024)
- [FCA CF] Client dealing (since 19 Jan 2023)
- [FCA CF] Manager of certification employee (since 19 Sep 2017)
- [FCA CF] Client dealing (30 May 2018 to 16 Nov 2022)
- [FCA CF] Material risk taker (7 Sep 2017 to 16 Nov 2022)
-
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Client dealing (since 30 May 2018)
- [FCA CF] Manager of certification employee (since 19 Sep 2017)
- [FCA CF] Material risk taker (since 7 Sep 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.