Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (19 Dec 2019 to 30 Jun 2022)
    • [FCA CF] Material risk taker (19 Dec 2019 to 30 Jun 2022)
    • [FCA CF] Manager of certification employee (19 Dec 2019 to 30 Jun 2022)
    • SMF18 Other Overall Responsibility (7 Mar 2016 to 19 Dec 2019)
    • CF29 Significant management (5 Jun 2015 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 22 Sep 2009)
    • CF21 Investment Adviser (15 Mar 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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