Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • [FCA CF] Client dealing (26 Jun 2020 to 27 Mar 2024)
    • [FCA CF] Manager of certification employee (26 Jun 2020 to 27 Mar 2024)
    • [FCA CF] Material risk taker (26 Jun 2020 to 27 Mar 2024)
    • [FCA CF] Significant management (26 Jun 2020 to 27 Mar 2024)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 29 Jun 2020)
    • CF29 Significant management (21 Jun 2017 to 8 Dec 2019)
    • CF30 Customer (18 May 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.