Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Client dealing (24 Nov 2017 to 21 Feb 2025)
    • [FCA CF] Manager of certification employee (24 Nov 2017 to 21 Feb 2025)
    • [FCA CF] Material risk taker (24 Nov 2017 to 1 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (24 Nov 2017 to 1 Apr 2022)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Client dealing (24 Nov 2017 to 21 Feb 2025)
    • [FCA CF] Manager of certification employee (24 Nov 2017 to 21 Feb 2025)
    • [FCA CF] Material risk taker (24 Nov 2017 to 1 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (24 Nov 2017 to 1 Apr 2022)

Recent activity

Updates to this individual's record on the FCA register.

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