Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wellington Management International Limited
FRN 208573
- SMF9 Chair of the Governing Body (since 9 Jan 2024)
- SMF11 Chair of the Audit Committee (8 Apr 2024 to 31 Dec 2025)
- Director of firm who is not a certification employee or a SMF manager (1 Apr 2022 to 9 Jan 2024)
- [FCA CF] Material risk taker (1 Apr 2022 to 2 Apr 2022)
- CF30 Customer (1 Nov 2007 to 19 Dec 2008)
- CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.