Mary Ruth Haly

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • W1M Wealth Management Limited

    FRN 120776

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • W1M Investment Management Limited

    FRN 116404

    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Mar 2025)
    • CF30 Customer (27 Apr 2018 to 8 Dec 2019)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (26 Oct 2011 to 6 Mar 2016)
  • Baring International Investment Limited (no longer approved here)

    FRN 122628

    • CF27 Investment Management (8 Mar 2002 to 1 Jun 2007)
  • Baring Asset Management Limited (no longer approved here)

    FRN 170601

    • CF27 Investment Management (8 Mar 2002 to 1 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.