Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 28 Sep 2021)
    • [FCA CF] Manager of certification employee (since 23 Mar 2020)
    • [FCA CF] Algorithmic trading (since 21 Nov 2018)
    • [FCA CF] Client dealing (since 21 Nov 2018)
    • [FCA CF] Material risk taker (6 May 2020 to 18 Mar 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Algorithmic trading (7 Sep 2016 to 10 Aug 2018)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Aug 2018)
    • CF30 Customer (19 Aug 2015 to 6 Mar 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (23 Apr 2013 to 16 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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