Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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State Street Bank and Trust Company
FRN 170462
- [FCA CF] Material risk taker (since 28 Sep 2021)
- [FCA CF] Manager of certification employee (since 23 Mar 2020)
- [FCA CF] Algorithmic trading (since 21 Nov 2018)
- [FCA CF] Client dealing (since 21 Nov 2018)
- [FCA CF] Material risk taker (6 May 2020 to 18 Mar 2021)
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- [FCA CF] Algorithmic trading (7 Sep 2016 to 10 Aug 2018)
- [FCA CF] Client dealing (7 Mar 2016 to 10 Aug 2018)
- CF30 Customer (19 Aug 2015 to 6 Mar 2016)
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- CF30 Customer (23 Apr 2013 to 16 Apr 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.