Mary Catherine Fleming

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Meltemi Investment Management Limited (no longer approved here)
FRN 225825
- CF30 Customer (11 Feb 2017 to 30 Jul 2018)
- CF21 Investment Adviser (2 Jun 2005 to 31 Oct 2007)
- CF27 Investment Management (25 Nov 2003 to 31 Oct 2007)
ALBEMARLE ASSET MANAGEMENT LIMITED (no longer approved here)
FRN 226244
- CF27 Investment Management (11 Jul 2005 to 11 Jul 2005)
Stanhope Capital LLP (no longer approved here)
FRN 400309
- CF27 Investment Management (7 Sep 2004 to 1 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.