Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (12 Jun 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 18 Oct 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 18 Oct 2019)
- CF11 Money Laundering Reporting (23 Feb 2010 to 12 Jun 2019)
- CF30 Customer (23 Feb 2010 to 28 Dec 2012)
- Responsible for Insurance Mediation (23 Feb 2010 to 30 Sep 2018)
- CF1 Director (23 Feb 2010 to 12 Jun 2019)
- CF10 Compliance Oversight (23 Feb 2010 to 12 Jun 2019)
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- CF30 Customer (1 Nov 2007 to 31 Dec 2009)
- CF22 Investment Adviser (Trainee) (4 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.