Mary-Anne Morris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SALTUS WEALTH PARTNERSHIP LIMITED

    FRN 449607

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 24 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 24 Mar 2023)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF1 Director (AR) (21 Sep 2020 to 30 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 19 Apr 2023)
    • CF30 Customer (6 Jun 2017 to 19 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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