Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (23 Feb 2017 to 28 Aug 2025)
    • [FCA CF] Manager of certification employee (23 Feb 2017 to 28 Aug 2025)
    • [FCA CF] Material risk taker (23 Feb 2017 to 28 Aug 2025)
    • CF30 Customer (1 Oct 2012 to 29 May 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 7 Aug 2012)
    • CF21 Investment Adviser (24 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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