Marvyn Wilson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPITAL WEALTH MANAGEMENT(UK) LIMITED

    FRN 766659

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Jun 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (8 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 May 2017 to 8 Dec 2019)
    • CF30 Customer (8 May 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 May 2017 to 30 Sep 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (10 Sep 2013 to 12 Oct 2017)
    • CF30 Customer (10 Sep 2013 to 12 Oct 2017)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (10 Sep 2013 to 12 Oct 2017)
  • Capital Asset Wealth Management Limited (no longer approved here)

    FRN 598081

    • Employed By (10 Sep 2013 to 12 Oct 2017)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (53)Employed By (11 Feb 2011 to 1 Jul 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (6 Apr 2009 to 31 Jan 2011)
    • CF30 Customer (6 Apr 2009 to 1 Jul 2013)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (4 Jul 2003 to 18 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (53)Employed By at One Financial Planning Ltd