Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Potter Financial Partners Ltd
FRN 968893
- (3)Employed By (since 18 Dec 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 10 Feb 2023)
- CF30 Customer (since 10 Jan 2023)
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- (13)Employed By (5 Dec 2024 to 2 Jan 2026)
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- [FCA CF] Functions requiring qualifications (4 Jan 2021 to 29 Apr 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.