Marvin Boakye

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Scottish Widows Schroder Personal Wealth Limited
FRN 830170
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 28 Jun 2022)
- [FCA CF] Client dealing (since 28 Jun 2022)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (24 Nov 2020 to 14 Apr 2022)
- CF30 Customer (23 Nov 2020 to 14 Apr 2022)
Stellenbosch Financial Planning (no longer approved here)
FRN 592413
- (3)Employed By (23 Nov 2020 to 14 Apr 2022)
Santander UK Plc (no longer approved here)
FRN 106054
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 24 Feb 2020)
- CF30 Customer (14 Aug 2015 to 6 Mar 2016)
Fairstone Wealth Management Limited (no longer approved here)
FRN 188596
- CF30 Customer (21 Sep 2009 to 13 Jan 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.