Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 4 Aug 2020)
    • CF30 Customer (since 3 Jul 2020)
  • Compass Financial Associates Limited (no longer approved here)

    FRN 222106

    • Employed By (25 Feb 2014 to 21 Nov 2016)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF30 Customer (1 Nov 2007 to 21 Nov 2016)
    • CF1 Director (AR) (7 Feb 2003 to 11 Feb 2010)
    • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.