Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Material risk taker (7 Mar 2016 to 11 Jun 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 11 Jun 2021)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 11 Jun 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 11 Jun 2021)
    • CF30 Customer (27 Aug 2015 to 6 Mar 2016)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2002)
    • CF1 Director (1 Dec 2001 to 1 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.