Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Connells Limited
FRN 302221
- [FCA CF] Manager of certification employee (since 1 Dec 2020)
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- CF1 Director (19 Mar 2019 to 21 Mar 2019)
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- Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2018)
- Responsibility for MCD Intermediation (5 Dec 2016 to 31 Dec 2018)
- Responsible for Insurance Mediation (17 Dec 2015 to 30 Sep 2018)
- CF10 Compliance Oversight (17 Dec 2015 to 31 Dec 2018)
- CF11 Money Laundering Reporting (23 Jun 2015 to 31 Dec 2018)
- CF1 Director (23 Jun 2015 to 31 Dec 2018)
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- (17)Employed By (28 Oct 2009 to 12 Apr 2010)
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- CF30 Customer (28 Oct 2009 to 12 Apr 2010)
- CF22 Investment Adviser (Trainee) (17 Feb 2006 to 12 Sep 2007)
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- (15)Employed By (24 Jan 2006 to 12 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (15)Employed By at Salisbury House Limited