Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Dec 2020)
  • HANBURY WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 757991

    • CF1 Director (19 Mar 2019 to 21 Mar 2019)
  • Tees Financial Limited (no longer approved here)

    FRN 211314

    • Responsible for Insurance Distribution (1 Oct 2018 to 31 Dec 2018)
    • Responsibility for MCD Intermediation (5 Dec 2016 to 31 Dec 2018)
    • Responsible for Insurance Mediation (17 Dec 2015 to 30 Sep 2018)
    • CF10 Compliance Oversight (17 Dec 2015 to 31 Dec 2018)
    • CF11 Money Laundering Reporting (23 Jun 2015 to 31 Dec 2018)
    • CF1 Director (23 Jun 2015 to 31 Dec 2018)
  • The David Hewson Practice Ltd (no longer approved here)

    FRN 216475

    • (17)Employed By (28 Oct 2009 to 12 Apr 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (28 Oct 2009 to 12 Apr 2010)
    • CF22 Investment Adviser (Trainee) (17 Feb 2006 to 12 Sep 2007)
  • Salisbury House Limited (no longer approved here)

    FRN 169496

    • (15)Employed By (24 Jan 2006 to 12 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (15)Employed By at Salisbury House Limited