Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Topaz Finance Limited (no longer approved here)

    FRN 461671

    • CF28 Systems and controls (13 Jan 2014 to 31 Mar 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (5 Aug 2010 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 11 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.