Martyn Sullivan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF4 Partner (AR) (since 15 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Jan 2012)
  • Sullivan & Co. Financial Planning

    FRN 572441

    • (2)Employed By (since 13 Jan 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (22 Jun 2011 to 30 Dec 2011)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (1 Nov 2007 to 30 Nov 2009)
    • CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Oct 2005 to 26 Sep 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (7 Mar 2005 to 22 Apr 2005)
    • CF22 Investment Adviser (Trainee) (5 Jul 2004 to 7 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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