Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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David Stock & Co Limited
FRN 121754
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 31 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 31 Mar 2021)
- CF30 Customer (1 Nov 2007 to 23 Jul 2014)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.