Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 16 May 2022)
    • CF30 Customer (since 11 May 2022)
    • (6)Employed By (since 11 May 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (25 Sep 2020 to 1 Jun 2021)
    • CF30 Customer (25 Jul 2008 to 1 Jun 2021)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (8 Sep 2020 to 1 Jun 2021)
  • Elementum Ltd (no longer approved here)

    FRN 191392

    • Employed By (25 Jul 2008 to 1 Jun 2021)
  • Compass Financial Ltd (no longer approved here)

    FRN 226245

    • Employed By (28 Jul 2003 to 6 Jan 2004)
  • Almond and Jenkinson Financial Planning Ltd (no longer approved here)

    FRN 189228

    • Employed By (1 Dec 2001 to 24 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at AFL Financial Planning Services Limited

  2. controlled function added: (6)Employed By at AFL Financial Planning Services Limited