Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Financial Limited
FRN 497604
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 16 May 2022)
- CF30 Customer (since 11 May 2022)
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AFL Financial Planning Services Limited
FRN 516642
- (6)Employed By (since 11 May 2022)
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- Appointed representative dealing with clients for which they require qualification (25 Sep 2020 to 1 Jun 2021)
- CF30 Customer (25 Jul 2008 to 1 Jun 2021)
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- Employed By (8 Sep 2020 to 1 Jun 2021)
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- Employed By (25 Jul 2008 to 1 Jun 2021)
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- Employed By (28 Jul 2003 to 6 Jan 2004)
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- Employed By (1 Dec 2001 to 24 May 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at AFL Financial Planning Services Limited
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controlled function added: (6)Employed By at AFL Financial Planning Services Limited