Martyn Paul Davies

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMD Independent Financial Advisers Limited

    FRN 457661

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 16 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Jun 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2006 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2006 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (1 Dec 2001 to 30 Nov 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
  • CMD Independent Financial Advisers Limited (no longer approved here)

    FRN 191778

    • Employed By (30 May 2000 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.