Martyn Neil Holmes

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited

    FRN 578614

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2024)
    • [FCA CF] Client dealing (since 1 Nov 2024)
  • H.S.P. Financial Planning Limited (no longer approved here)

    FRN 229235

    • CF30 Customer (1 Nov 2007 to 20 Nov 2009)
    • CF1 Director (30 Jan 2004 to 20 Nov 2009)
    • CF24 Pension Transfer Specialist (30 Jan 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (30 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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