Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Independent Options Ltd (no longer approved here)

    FRN 440552

    • [FCA CF] Client dealing (1 Dec 2020 to 25 Mar 2025)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 25 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (20 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Sep 2006 to 31 Oct 2007)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (29 Sep 2004 to 23 Nov 2005)
  • Payne Sherlock Financial Services Ltd (no longer approved here)

    FRN 209850

    • (5)Employed By (29 Sep 2004 to 23 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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