Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 1 May 2023)
- [FCA CF] Client dealing (11 Jan 2021 to 2 Feb 2022)
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- [FCA CF] Client dealing (3 Feb 2022 to 30 Apr 2023)
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- CF30 Customer (14 Jan 2015 to 13 Sep 2016)
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- CF30 Customer (16 Dec 2013 to 13 Sep 2016)
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- CF30 Customer (16 May 2012 to 30 Sep 2013)
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- CF30 Customer (28 Oct 2010 to 2 Sep 2011)
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- CF30 Customer (21 Jan 2010 to 26 May 2010)
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- CF30 Customer (7 Jul 2008 to 16 Oct 2009)
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- CF30 Customer (1 Nov 2007 to 10 Apr 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.