Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pense Limited

    FRN 231629

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2026)
    • [FCA CF] Client dealing (since 26 Jan 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Nov 2025)
    • CF30 Customer (20 Sep 2017 to 18 Nov 2025)
    • CF1 Director (AR) (20 Sep 2017 to 18 Nov 2025)
  • UWM Wealth Management Limited (no longer approved here)

    FRN 671391

    • Employed By (15 Dec 2017 to 18 Nov 2025)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF21 Investment Adviser (16 Dec 2003 to 31 Oct 2007)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • CF21 Investment Adviser (14 Aug 2002 to 29 Nov 2002)
    • CF4 Partner (AR) (14 Aug 2002 to 29 Nov 2002)
  • Townley-Edwards Independent Financial Management (no longer approved here)

    FRN 217355

    • Employed By (14 Aug 2002 to 29 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.