Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (19 Mar 2004 to 13 Apr 2006)
    • CF22 Investment Adviser (Trainee) (12 Aug 2003 to 19 Mar 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (29 Apr 2002 to 15 Aug 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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